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Free Webinar Hosted by YK Law LLP: All You Need to Know about SEC’s New Fundraising Rules

by | Feb 25, 2021 | Capital Markets & Securities Regulation, Firm News

Join YK Law on March 11 for a free webinar as we review and discuss SEC’s New Fundraising Rules.

The SEC’s final rule published in November 2020 “Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets” is one of the most significant pieces of SEC rulemaking for private companies in the last twenty years. To understand its impact, Partner and Head of Cannabis Practice at YK Law LLP, Kresimir Peharda, presents crucial background information on the rulemaking, and discusses the biggest changes private companies need to know about in light of the new ruling, which is effective March 15, 2021.

Join Kresimir Peharda as he presents some of the biggest need-to-know changes in SEC fundraising rules, followed by a discussion panel with YK Partner and Co-Head of Capital Markets Practice, Claude A Baum, and Tony Jew, Banking and Finance Consultant from YK Consulting, and a live Q&A session with our audience. Come ready to gain a wealth of knowledge from our experts! You won’t want to miss this insider perspective.

Join us for this live discussion, as we explore topics including:

  • Understanding how the SEC views securities issuances
  • Why private companies need exemptions from registration
  • Gauging investor interest
  • Increased Regulation A tier 2 limits
  • Rule 504 Dollar Limits
  • Crowdfunding Dollar Limits
  • Demo Days Safe Harbor
  • Much more!

Kresimir Peharda, Partner, Chair of Cannabis Practice

Panel Discussion:
Kresimir Peharda, Partner, Chair of Cannabis Practice
Claude A. Baum, Partner, Co-Head of Capital Markets Practice, Head of Private Equity, Hedge Funds & Asset Management Practice
Tony Jew, Banking and Finance Consultant, YK Consulting

Moderator: Qi Men, Senior Counsel, YK Law LLP

Date: Thursday, March 11, 2021
Time:  2PM PST / 5PM EST

Register Here